Investors trust brokers with their hard-earned money, but disputes, unauthorized trades, and delayed settlements can occur. Fortunately, SEBI provides mechanisms to resolve such issues.

Common Reasons for Filing a Complaint

• Unauthorized trades
• Excess brokerage charges
• Withdrawal issues
• Mis-selling of products
• Margin-related disputes
• Poor grievance handling

Step 1: Gather Evidence

• Contract notes
• Ledger statements
• Email communications
• Screenshots
• Bank statements

Step 2: Contact the Broker First

SEBI requires investors to first approach the concerned intermediary before escalating the complaint.

Step 3: File a Complaint Through SCORES

Explain:

• Registration process
• Required documents
• Complaint tracking

Step 4: Escalate Through SMART ODR

Discuss mediation and arbitration options available through SMART ODR.

When to Seek Legal Help

Complex disputes often require professional legal assistance to maximize recovery chances.

Need Legal Help for a Share Market Dispute?

Have you suffered losses due to unauthorized trading, broker negligence, stock market fraud, or investment scams?

Our experienced legal team helps investors recover losses and resolve disputes through SEBI complaints, SMART ODR proceedings, arbitration, and legal representation.

We Can Help With:

✔ Unauthorized Trades in Demat Accounts
✔ Broker Misconduct & Negligence
✔ Trading Platform Disputes
✔ Investment Fraud Cases
✔ SEBI & Exchange Complaints
✔ Arbitration & Recovery Claims

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📧 Email: [email protected]

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Don’t let financial losses go unchallenged. Speak with our legal experts today and understand your options for recovery.

Conclusion

Timely action can significantly improve the chances of a successful resolution.